SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Sumitomo Chemical Co., Ltd.

(Last) (First) (Middle)
27-1 SHINKAWA 2-CHOME

(Street)
CHUO-KU, TOKYO M0 104-8260

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/27/2019
3. Issuer Name and Ticker or Trading Symbol
Urovant Sciences Ltd. [ UROV ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 22,860,013 I See footnote(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Sumitomo Chemical Co., Ltd.

(Last) (First) (Middle)
27-1 SHINKAWA 2-CHOME

(Street)
CHUO-KU, TOKYO M0 104-8260

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Dainippon Sumitomo Pharma Co Ltd

(Last) (First) (Middle)
6-8 DOSHOMACHI 2-CHOME

(Street)
CHUO-KU, OSAKA M0 541-0045

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Sumitovant Biopharma Ltd.

(Last) (First) (Middle)
11-12 ST. JAMES'S SQUARE SUITE 1,
3RD FLOOR

(Street)
LONDON X0 SW1Y 4LB

(City) (State) (Zip)
Explanation of Responses:
1. Sumitovant Biopharma Ltd. ("Sumitovant") directly owns 22,860,013 shares of Common Stock. Sumitovant is a wholly-owned subsidiary of Sumitomo Dainippon Pharma Co., Ltd. ("Sumitomo Dainippon"), which is a 51.76% owned subsidiary of Sumitomo Chemical Co., Ltd. ("Sumitomo Chemical"). Sumitomo Dainippon and Sumitomo Chemical may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934, as amended) the reported securities that Sumitovant owns. Each of Sumitomo Dainippon and Sumitomo Chemical disclaims beneficial ownership of such reported securities except to the extent of their pecuniary interest therein.
Remarks:
Sumitomo Chemical Co., Ltd. By Yoshiaki Oda Managing Executive Officer, Corporate Business Development Department /s/ Yoshiaki Oda 01/03/2020
Sumitomo Dainippon Pharma Co., Ltd. By Hiroyuki Baba Senior Executive Officer, Global Corporate Strategy /s/ Hiroyuki Baba 01/03/2020
Sumitovant Biopharma Ltd. By: Marianne L. Romeo Authorized Signatory /s/ Marianne L. Romeo 01/03/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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